SEBI (Listing Obligations and Disclosure Requirements) Regulations

01 September 2015

With this publication in the Gazette of India, SEBI put forth disclosure requirements and obligations for all listed securities. This is valid for entities already listed and those seeking to be listed. It also put forth guiding principles and clearly stated that “in case of any ambiguity or incongruity between the principles and relevant regulations, the principles specified shall prevail”.

Focus: Governance
Publishing date: September 2015
Effective from: December 2015
Version: Final
Voluntary / Mandatory: Mandatory

Relevance to investor:
An investor is assured a minimum compliance by listed entities in terms of listing obligations, disclosure requirements and guiding principles. This generates investor confidence as also reduces effort during their due diligence activities.

Effect Principles governing disclosures and obligations of listed entities

Institution behind the policy / framework: Securities and Exchange Board of India (SEBI), GoI

Target users: Listed entities in India

Components of the policy / framework:

  • Principles divided into 59 sub-principles
  • Obligations of different types of listed entities

View Regulation

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